Kestra Financial

Private Wealth Services

Practice Freedom

The solutions you need to make your own way
Nav Menu

a customized plan for progress

a customized plan for progress

We want your transition to Kestra Private Wealth Services to be as smooth as possible. Your dedicated transition consultant will develop a transition strategy with you, provide tools and training, and assist you with moving your book of business. With this solid strategy in place, you can reconnect with clients, offer new services and drive new business.

If you are leaving the wirehouse, our investment in you is every bit as critical as your investment in us. We don’t just sign up a financial advisor and it’s “on to the next.” We take in a select few and commit to giving them everything they need before, during, and after their transition into an independent success.

To ensure this, we manage and pay for the following:

graph icon

A COMPREHENSIVE PLATFORM

  • Fully Integrated Wealth Management Solution
  • Multiple custodians
  • Continuously updated systems, insurance alternatives and off shore fixed insurance solutions
  • BD integration, statement/reporting models, security - email encryption
calendar icon

AN IN-DEPTH, WELL-POSITIONED TRANSITION PLAN

  • Access to transition capital for start up, Legacy Loan Repayment and other financial assistance
  • Full service transition support
  • Manage transition with onsite direction
  • Office set up fees
  • Legal consultation
  • Ongoing training and support
  • Protocol member firm
  • Design custody plan
  • Current business analysis
house icon

REAL ESTATE COMPLEXITIES MADE SIMPLE

  • Office space, lease negotiations, architect plans & drawings (where required), National Realtor group and broker fees
  • Attorney review & fees, Local Business Taxes, Real Estate Taxes and Insurance
lamp icon

WORRY-FREE OFFICE LOGISTICS

  • Office furniture, fully equipped conference room, desk, credenza, chair, misc.
  • Office supplies, scanner, signage, paper shredding services, copy machine, fax capabilities
  • Utilities, phones
  • Cleaning Service
  • Start Up Technology Package: laptop, dual monitors, live helpdesk and VOIP phone system
lightbulb icon

DAILY MANAGEMENT SUPPORT WHEN YOU NEED IT MOST

  • Supportive compliance
  • Assistance with staff, employee recruiting & retention and HR services
  • Business coaching and planning
  • Platform training
  • Accounting and legal training
  • Succession planning tools
  • Book acquisition resources
  • Value-add idea sharing forums
megaphone icon

CONSULTATIVE COMPLIANCE SUPPORT

  • In an increasingly complex regulatory environment, keeping your practice compliant can seem daunting. Our team understands how you do business and helps you serve your clients in a thoughtful and compliant manner.